Senior Compliance Analyst

Job Description

Job Description

Job Title: Senior Compliance Analyst

Job Description: The Senior Compliance Analyst works closely with the Compliance Manager to uphold the firm’s compliance monitoring program, support AML/CFT procedures, meet regulatory reporting requirements, and maintain a robust internal control environment aligned with the CMA and DFSA Rulebook.

Responsibilities:

• Conduct compliance testing and monitoring reviews to ensure adherence to DFSA/CMA rules, internal policies, and regulatory obligations
• Answer or coordinate responses to compliance queries from the business, ensuring licence activities comply with DFSA/CMA Conduct of Business (COB) rules
• Ensure ongoing compliance with local and international laws, including timely regulatory and audit submissions
• Assist in developing and updating internal policies reflecting the DFSA/CMA regulatory environment
• Assist with Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing client monitoring in adherence to UAE AML Rules
• Assist with the implementation of transaction monitoring systems
• Collaborate with legal, risk, finance, operations, technology, and front-office teams to embed compliance into strategic projects
• Monitor DFSA/CMA regulatory updates, consultation papers, and notices
• Conduct and manage investigations of unusual activity
• Provide day-to-day compliance guidance to internal stakeholders regarding DFSA/CMA requirements

Qualifications Needed:

• Bachelor’s degree in Business Administration, Finance, Law, or related field
• 3–5 years of compliance experience preferably within DFSA or CMA regulated firms
• Strong knowledge of financial laws and regulations within the UAE region
• Experience in retail investments, trading, or retail financial services
• Strong analytical, problem-solving, and stakeholder engagement abilities
• ICA, ACAMS, CISI, or similar regulatory qualifications desirable
• Arabic language proficiency is a bonus
• Understanding and interest in cryptocurrency and digital assets

What the Company Offers:

• Role at a digital, nimble, global fintech firm with 700+ employees across 12 international offices
• DFSA and CMA-regulated Dubai environment with strong compliance culture
• Professional development support including regulatory qualifications
• Vibrant, diverse, and results-focused organisational culture with genuine team-first values

Are you interested in this position? Apply by clicking on the “Apply Now” button below!

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