Compliance Manager – DIFC (Regulatory Change)

Job Description

Job Description

Job Title: Compliance Manager – DIFC (Regulatory Change)

Job Description: The Compliance Manager – Regulatory Change will lead the identification, assessment, and implementation of regulatory developments from the DFSA and other relevant sources — ensuring Vantage remains proactively compliant with all current and upcoming regulatory requirements in the UAE.

Responsibilities:

• Monitor DFSA regulatory updates, consultation papers, policy statements, and new rules; assess their impact on Vantage’s Dubai operations
• Lead the design and implementation of regulatory change management processes and programmes
• Maintain and update the compliance obligations register, policy library, and regulatory horizon scanning function
• Manage relationships with the DFSA and represent Vantage in regulatory engagements and supervisory visits
• Partner with Legal, Operations, Risk, and Product teams to embed regulatory changes into business processes and documentation
• Produce clear, well-structured impact assessments, regulatory briefings, and implementation plans for senior leadership
• Manage AML/CFT monitoring, suspicious activity reporting, and client due diligence compliance in line with DFSA requirements
• Deliver regulatory training to staff on new requirements and policy changes

Qualifications Needed:

• Proven experience in a compliance or regulatory change role within a DFSA-regulated entity or comparable financial services regulator
• Strong working knowledge of DFSA rules, DIFC laws, and UAE AML/CFT requirements
• Experience managing regulatory change projects including impact assessment, stakeholder management, and implementation oversight
• Background in forex/CFD, capital markets, or online trading environments preferred
• ICA, CISI, ACAMS, or equivalent compliance qualification preferred

What the Company Offers:

• Compliance leadership role at a globally established multi-asset brokerage with 30+ offices worldwide
• DFSA-regulated DIFC environment with genuine regulatory change mandate
• Active MENA compliance function with professional development support
• Competitive compensation in a well-established trading and fintech company

Are you interested in this position? Apply by clicking on the “Apply Now” button below!

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