Job Description

Job Title: Vice President – Financial Services Compliance & Regulation

Job Description: As a Vice President in our client’s Financial Services Compliance and Regulation practice, you will assist asset management, fintech, banking, and other regulated financial institutions across the GCC — delivering VP-level compliance consulting, regulatory advisory, and outsourced compliance officer mandates for clients regulated under ADGM, DIFC, and UAE frameworks.

Responsibilities:

• Assist asset management, fintech, banking, and regulated financial institutions with VP-level compliance consulting
• Lead financial services compliance and regulation engagements — AML reviews, gap assessments, and outsourced CO mandates
• Liaise with FSRA, DFSA, and applicable regulators on behalf of regulated clients across ADGM and DIFC frameworks
• Act as or support outsourced Chief Compliance Officer or MLRO for ADGM and DIFC regulated entities
• Manage junior staff on financial services compliance engagements with mentoring and quality oversight
• Draft compliance reports, regulatory submissions, and advisory documentation for senior leadership review
• Support business development and thought leadership for the financial services compliance practice
• Produce VP-level client advisory materials and pitch documentation for new compliance engagements

Qualifications Needed:

• Proven VP or senior compliance consulting experience in financial services — banking, fintech, or asset management
• Prior experience with FSRA/DFSA regulated entities or acting as outsourced CO or MLRO — required
• Strong AML, operational risk, and compliance regulatory advisory skills for financial services clients
• Excellent written English communication with clear and logical senior stakeholder engagement
• CAMS, ICA, or equivalent compliance qualification preferred for VP compliance mandate
• GCC or global financial services VP compliance consulting experience strongly preferred

What the Company Offers:

• Vice President Financial Services Compliance and Regulation role at Kroll — a globally established risk advisory and corporate intelligence firm
• VP-level compliance consulting mandate assisting asset management, fintech, and banking clients with ADGM and DIFC outsourced compliance and regulatory advisory

Are you interested in this position? Apply by clicking on the “Apply Now” button below!

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